Protect your assets. Verify your people.
Financial institutions face unique and severe risks from dishonest employees. Embezzlement, fraud, and regulatory violations can result in massive losses and irreparable reputational damage. National Employment Screening delivers thorough, FCRA-compliant financial background checks with the precision your regulators and clients expect.
Request Financial Services PricingSee how fast Financial Services screening works.
Watch our platform walkthrough — from ordering a check to receiving results in under five minutes.
View Demo Video(800) 459-3034- Employment Credit Report
- Federal & State Criminal Search
- FINRA BrokerCheck Search
- Civil Records Search
- Employment & Education Verification
- Bankruptcy Records Search
- Global Watchlist Search
What's at stake in Financial Services hiring.
The financial services sector is one of the most heavily regulated industries for background screening. FINRA, the SEC, and the FDIC all impose specific screening requirements, and violations carry significant penalties. Beyond compliance, the industry faces a persistent threat of internal fraud — employees with access to client funds, sensitive data, or trading systems represent a substantial risk if their financial history and criminal background are not thoroughly vetted. The reputational stakes are uniquely high: a single incident of employee misconduct can trigger regulatory investigations, class-action litigation, and client flight that takes years to recover from.
How we solve it.
Our financial services screening packages are designed around the specific requirements of FINRA, FDIC Section 19, and state insurance licensing authorities. We run employment credit reports, FINRA BrokerCheck searches, global watchlist screenings, and comprehensive criminal searches — all in a single coordinated workflow. Our compliance team has deep expertise in financial sector regulations, and our documentation trail is built to withstand regulatory scrutiny. We deliver results fast enough to keep your hiring competitive without ever sacrificing the thoroughness your regulators demand.
What's included in your Financial Services screening.
Employment Credit Report
Reveals financial responsibility, outstanding debts, and patterns of financial mismanagement relevant to positions of financial trust.
Federal & State Criminal Search
Comprehensive criminal history search including white-collar crime, fraud, and embezzlement convictions.
FINRA BrokerCheck Search
Searches the FINRA database for registered brokers and investment advisors with disciplinary history.
Civil Records Search
Identifies civil judgments, liens, and lawsuits that may indicate financial risk or dishonesty.
Employment & Education Verification
Confirms the accuracy of claimed work history, credentials, and professional designations.
Bankruptcy Records Search
Identifies prior bankruptcy filings relevant to positions involving financial responsibility.
Global Watchlist Search
Screens against OFAC, FBI, and international sanctions lists for compliance with AML regulations.
Some of the Financial Services organizations we work with.
Request your Financial Services price list.
Every organization's screening needs are different. Fill out the form below and we will send you a complete, itemized price list for financial services background checks — including volume discount tiers — within one business day.
Request Financial Services & Banking Pricing
Receive our complete financial services & banking screening price list — itemized by check type, with volume discount tiers included.